-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GeDa07cHIsnQTBVRaoSMQYyJVpiHSQ/3gq7SiKg7+uFsT+FX0NRW5IUARCihheyW bn4OQYKmd7qNaqoLuWJHRw== 0000950170-99-001681.txt : 19991115 0000950170-99-001681.hdr.sgml : 19991115 ACCESSION NUMBER: 0000950170-99-001681 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19991112 GROUP MEMBERS: FROST PHILLIP MD ET AL GROUP MEMBERS: FROST-NEVADA CORPORATION GROUP MEMBERS: FROST-NEVADA, LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONTINUCARE CORP CENTRAL INDEX KEY: 0000803352 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 592716063 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46829 FILM NUMBER: 99751161 BUSINESS ADDRESS: STREET 1: 100 SOUTHEAST 2ND ST STREET 2: 36TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3053507515 FORMER COMPANY: FORMER CONFORMED NAME: ZANART ENTERTAINMENT INC DATE OF NAME CHANGE: 19950420 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 BUSINESS PHONE: 3055756001 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* CONTINUCARE CORPORATION (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE (Title of Class of Securities) 212172100 (Cusip Number) RICHARD C. PFENNIGER, JR., 4400 BISCAYNE BOULEVARD, MIAMI, FL 33137 (305) 575-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) NOVEMBER 2,1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (3), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) - -------------------------------------------------------------------------------- CUSIP NO. 212172100 13D PAGE 2 OF 10 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PHILLIP FROST, M.D. - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFI- ---------------------------------------------------- CIALLY 8 SHARED VOTING POWER OWNED BY 2,574,533 EACH ---------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,574,333 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,574,533 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 212172100 13D PAGE 3 OF 10 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FROST-NEVADA, LIMITED PARTNERSHIP IRS I.D. #59-2749083 - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFI- ---------------------------------------------------- CIALLY 8 SHARED VOTING POWER OWNED BY 2,574,533 EACH ---------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,574,533 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,574,533 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 212172100 13D PAGE 4 OF 10 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FROST-NEVADA CORPORATION IRS I.D. #59-2749057 - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFI- ---------------------------------------------------- CIALLY 8 SHARED VOTING POWER OWNED BY 2,574,533 EACH ---------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,574,533 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,574,533 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Item 1. SECURITY AND ISSUER. This is Amendment No. 4 to the original Schedule 13D previously filed by Phillip Frost, M.D., Frost-Nevada, Limited Partnership (the "Partnership") and Frost-Nevada Corporation (collectively, the "Reporting Persons") with respect to the Common Stock, $.0001 par value (the "Shares") of Continucare Corporation (f/k/a Zanart Entertainment Incorporated) (the "Issuer"). The principal executive offices of the Issuer are located at 80 Southwest 8th Street, Suite 2350, Miami, Florida, 33131. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is amended and supplemented as follows: The aggregate purchase price of Shares of the Issuer purchased by Phillip Frost, M.D. reported in this Amendment No. 4, was $51,883.75. The source of funds used by Dr. Frost in making these purchases were personal funds of Dr. Frost. No portion of the consideration used by Dr. Frost in making the purchases described above was borrowed or otherwise obtained for the purpose of acquiring, holding, trading or voting the Shares. Item 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is amended in its entirety and restated as follows: AMOUNT OF SHARES PERCENTAGE NAME BENEFICIALLY OWNED OF CLASS* ---- ------------------ ---------- Phillip Frost, M.D. 2,574,533** 17.6% Frost-Nevada Corporation 2,574,533** 17.6% Frost-Nevada, Limited 2,574,533** 17.6% Partnership - ---------------------------- * Based on 14,640,091 Shares outstanding as of October 7, 1999, consisting of (i) 14,540,091 Shares outstanding as reported on the Issuer's Annual Report on Form 10-K for the year ended June 30, 1999, and (ii) assuming the conversion by Dr. Frost of stock options to purchase 100,000 Shares exercisable in the next sixty days. ** These Shares are owned of record by one or more of such Reporting Persons. As the sole limited partner of the Partnership and the sole shareholder of Frost-Nevada Corporation, the general partner of the Partnership, Dr. Frost may be deemed a beneficial owner of the Shares. Record ownership of the Shares may be transferred from time to time among any or all of Dr. Frost, the Partnership and Frost-Nevada Corporation. Accordingly, solely for purposes of reporting beneficial ownership of the Shares pursuant to Page 5 of 10 Section 13(d) under the Securities Exchange Act of 1934, as amended, each of Dr. Frost, the Partnership and Frost-Nevada Corporation will be deemed to be the beneficial owner of Shares held by any of them. Except as described herein, none of the Reporting Persons has engaged in any transaction involving Shares of the Issuer during the past sixty days. Item 7. MATERIAL TO BE FILED AS EXHIBITS. 1. Joint Filing Agreement. 2. Description of Transactions in the Issuer's Shares by Phillip Frost, M.D. 3. Third Amended and Restated Agreement of Frost-Nevada, Limited Partnership, Frost-Nevada Corporation and Phillip Frost, M.D. filed pursuant to Rule 13d-l(f)(l)(iii) of the Securities and Exchange Commission (previously filed).* 4. Non-Qualified Stock Option Agreement dated July 31, 1997, between Continucare Corporation and Phillip Frost, M.D. (previously filed).* 5. Warrant to Purchase Common Stock of Zanart Entertainment Incorporated issued February 9, 1994 (previously filed).* - ------------------------- * Previously filed Page 6 of 10 SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this Amendment is true, complete and correct. /S/ PHILLIP FROST, M.D. ------------------------------------------ Date: November 12, 1999 Phillip Frost, M.D. FROST-NEVADA, LIMITED PARTNERSHIP /S/ DAVID H. MOSKOWITZ ------------------------------------------ Date: November 12, 1999 David H. Moskowitz President of Frost-Nevada Corporation, General Partner FROST-NEVADA CORPORATION /S/ DAVID H. MOSKOWITZ ------------------------------------------ Date: November 12, 1999 David H. Moskowitz President Page 7 OF 10 EXHIBIT INDEX EXHIBIT DESCRIPTION PAGE - ------- ----------- ---- 1 Joint Filing Agreement 9 2 Description of Transactions in the Issuer's Shares 10 by Phillip Frost, M.D. Page 8 of 10 EX-1 2 EXHIBIT 1 The undersigned hereby agree that this Amendment to the Schedule 13D filed by us with respect to the Common Stock of Continucare Corporation is filed on behalf of each of us. /S/ PHILLIP FROST, M.D. ------------------------------------------ Date: November 12, 1999 Phillip Frost, M.D. FROST-NEVADA, LIMITED PARTNERSHIP /S/ DAVID H. MOSKOWITZ ------------------------------------------ Date: November 12, 1999 David H. Moskowitz President of Frost-Nevada Corporation, General Partner FROST-NEVADA CORPORATION /S/ DAVID H. MOSKOWITZ ------------------------------------------ Date: November 12, 1999 David H. Moskowitz President Page 9 of 10 EX-2 3 EXHIBIT 2 Set forth below is a summary of acquisitions and dispositions of beneficial ownership in the Shares of the Issuer by Phillip Frost, M.D. effected in the sixty days preceeding the date of this Amendment No. 4. NUMBER OF SHARES PRICE PER TYPE OF DATE ACQUIRED SHARE TRANSACTION - ---- -------- ----- ----------- 11/2/99 50,000 $.60 Private Transaction Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----